Disqualification

Notion(s) Filing Case
Decision on Appeal of Bureau Decision - 22.05.2006 SEROMBA Athanase
(ICTR-01-66-AR)

In this case, the Defendant sought to appeal the Tribunal Bureau’s decision not to disqualify a judge pursuant to Rule 15(B). The Appeals Chamber noted that the Statute and Rules of the Tribunal do not provide for an interlocutory appeal to the Appeals Chamber of a decision taken by the Tribunal’s Bureau pursuant to Rule 15(B).

4. The Statute and Rules of the Tribunal do not provide for an interlocutory appeal to the Appeals Chamber of a decision taken by the Bureau pursuant to Rule 15(B).[1] Rather, the Appeals Chamber’s consideration of whether a Trial Judge should have been disqualified is limited to an appeal against a conviction or where the issue properly arises in an interlocutory appeal certified by a Trial Chamber.[2]

5. Rule 15(B) envisions a specific two-stage process of consideration for a request to disqualify a Judge. As the Rule clearly states, an application for disqualification is to be made to the Presiding Judge of the Chamber seized of the proceedings, which in this case is Judge Khan, the Presiding Judge of Trial Chamber III.[3] The Presiding Judge is then to confer with the Judge in question. If the party disputes the Presiding Judge’s decision, the Bureau shall determine the matter in a de novo review.[4]

6. The Appeals Chamber observes that Mr. Seromba did not follow this procedure and filed his claim directly with the Bureau,[5] thereby depriving himself of the review procedure envisioned by the Rule. Although it would have been within the discretion of the Bureau to dismiss Mr. Seromba’s request as improperly filed,[6] the Appeals Chamber cannot conclude that it erred in considering the matter in the first instance.

[1] See generally The Prosecutor v. Stanislav Galić, Case No. IT-98-29-AR54, Decision on Appeal from Refusal of Application for Disqualification and Withdrawal of Judge, 13 March 2003, para. 8 (“Galić Appeals Chamber Decision”); The Prosecutor v. Vidoje Blagojević et al., Case No. IT-02-60, Decision on Blagojević’s Motion for Clarification, 27 March 2003, para. 4 (ICTY Bureau) (“Blagojević Decision”).

[2] See Galić Appeals Chamber Decision, para. 8; Blagojević Decision, paras. 4, 5. For example, the Appeals Chamber has considered the impartiality of Trial Judges in Laurent Semanza v. The Prosecutor, Case No. ICTR 97-20-A, Judgement, 20 May 2005, paras. 12-58; The Prosecutor v. Edouard Karemera et al., Case No. 98-44-AR15bis.2, Reasons for Decision on Interlocutory Appeals Regarding the Continuation of Proceedings with a Substitute Judge and on Nzirorera’s Motion for Leave to Consider New Material, 22 October 2004, paras. 62-68; Eliézer Niyitegeka v. The Prosecutor, Case No. ICTR 96-14-A, Judgement, 9 July 2004, paras. 43-46; The Prosecutor v. Jean Paul Akayesu, Case No. 96-4-A, 1 June 2001, paras. 85-101. See also The Prosecutor v. Anto Furundžija, Case No. IT-95-17/1-A, Judgement, 21 July 2000, paras. 164-215.

[3] See The Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-PT, Decision on Disqualification of the Appeals Chamber, 9 December 2004, para. 3 (ICTY Bureau) (“Šešelj  Decision”); Galić Appeals Chamber Decision, paras. 8, 9.

[4] Šešelj  Decision, para. 3; Galić Appeals Chamber Decision, paras. 8, 9; The Prosecutor v. Stanislav Galić, Case No. IT-98-29-T, Decision on Galić’s Application pursuant to Rule 15 (B), 28 March 2003, para. 7.

[5] Impugned Decision, para. 4.

[6] Šešelj  Decision, para. 3.

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Decision Regarding Recusal of Judge - 24.02.2014 STANIŠIĆ & ŽUPLJANIN
(IT-08-91-A)

15. The Panel considers as insubstantial the argument of the Defence that Judge Liu, having disagreed with the majority in the decision to disqualify Judge Harhoff as a Judge in the Šešelj case, is not in a position to adjudicate the Motion to vacate the Trial Judgement without an unacceptable appearance of bias. The Panel, in this context, considers that Judge Liu's position on the bench of a special chamber deciding on the matter of Judge Harhoff's disqualification in the Šešelj case at trial level must be distinguished from his adjudication of the Motion to Vacate the Trial Judgement in the Stanišić and Župljanin case as a member of the Appeals Chamber. In this latter capacity Judge Liu is not, as the Defence argues, dealing with the issue of disqualification of Judge Harhoff as such.[1] Notwithstanding the fact that the basis for the disqualification of Judge Harhoff may be a relevant factor when considering the Motion to Vacate the Trial Judgement, the Panel finds that consideration of this factor does not of itself constitute a circumstance which would lead a reasonable and informed observer to be of the view that Judge Liu might not bring an impartial and unprejudiced mind to the issues to be adjudicated in that motion.

16. The Panel concludes that the Defence has not demonstrated, as required, a reasonable apprehension of bias on the part of Judge Liu from the standpoint of a reasonable observer. It is not convinced by the submissions of the Defence that Judge Liu, having previously dissented on the issue of disqualification of Judge Harhoff, would be unable to impartially decide on the Motion to Vacate the Trial Judgement. In this respect, the Panel concurs with the reasoning set out by the Acting President in his Decision on Motion for Recusal in that a motion to vacate a trial judgement involves issues that need not be addressed in the context of a motion to disqualify a Judge.[2]

[1] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Stojan Župljanin’s Reply to Prosecution’s Response to Motions to Vacate Trial Judgement, Provisional Release and for Recusal of Judge Liu Daqun, 28 October 2013], para. 12.

[2] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Motion Requesting Recusal, 3 December 2013], para. 23 and fn. 37. 

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Notion(s) Filing Case
Decision on Disqualification - 26.06.2009 KARADŽIĆ Radovan
(IT-95-05/18-AR15.1)

While Rule 15(B)(iii) of the Rules clearly states that there is no interlocutory appeal from a decision by the panel of three judges, it does not set out what avenues are available should a party wish to challenge the finding of the President on the merits of an application for disqualification pursuant to Rule 15(B)(ii) of the Rules. Referring to the former version of Rule 15(B) of the Rules, the Appeals Chamber concluded:

7. […] In interpreting the previous version of the Rule, the Appeals Chamber in Prosecutor v. Galić found that the Presiding Judge could determine that it was not necessary to refer the matter to the Bureau and decide the matter himself; however, if the party seeking disqualification challenged the Presiding Judge’s decision, it did become “necessary” to refer the matter to the Bureau within the language of Rule 15(B) of the Rules. Therefore, while there was no interlocutory appeal from decisions of either the Presiding Judge or the Bureau, there was in effect a second level of review by the Bureau in the case of the Presiding Judge deciding the matter alone.[1] In circumstances where an application for disqualification was referred to the Bureau, it would undertake a de novo review.[2]

8. The procedure in the current version of Rule 15(B) of the Rules differs in that it is the President, rather than the Presiding Judge, who either makes the decision on his own or refers it on for decision. Further, in the latter case, the President refers it not to the Bureau but to a panel of three judges drawn from other Chambers. However, beyond these differences, the language and general procedure of Rule 15(B) of the Rules in the two versions is broadly similar. Both provide that the matter may be decided by a lone judge (be it the Presiding Judge or the President) or “if necessary” by a panel of judges (be it a panel of three judges from other Chambers or the Bureau). Therefore, the Appeals Chamber considers that the reasoning in Galić to the extent that where a decision of the Presiding Judge acting on his own is challenged it becomes “necessary” to refer the matter to the Bureau, would equally apply to the new procedure under Rule 15(B) of the Rules. Therefore, under the current Rule 15(B) of the Rules, where the President (or, as in the instant case, the Vice-President) has determined that it is not necessary to refer the matter to a panel of judges and decided the matter himself, and that decision is challenged, it becomes “necessary” to refer the matter to a panel of three judges.

 

[1] Prosecutor v. Stanislav Galić, Case No. IT-98-29-AR54, Decision on Appeal from Refusal of Application for Disqualification and Withdrawal of Judge, 13 March 2003 (“Galić Appeal Decision”), para. 8. Note that while there was no interlocutory appeal from a decision pursuant to Rule 15(B) of the Rules, the matter can be raised in an appeal against conviction, see ibid.; Prosecutor v. Stanislav Galić, Case No. IT-98-29-A, Judgement, 30 November 2006 (“Galić Appeal Judgement”), para. 31.

[2] Galić Appeal Judgement, para. 31.

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Decision on Chambers Consultant or Legal Officer - 17.12.2009 BIZIMUNGU et al. (Government II)
(ICTR-99-50-AR73.8)

8. The Appeals Chamber notes that the Trial Chamber reasoned that Rule 15 of the Rules “applies expressly to [J]udges and does not contemplate the disqualification of [C]hamber’s legal officers or consultants”.[1] The Trial Chamber further considered that the disqualification of Chambers’ legal officers or consultants finds no support in the jurisprudence of the Tribunal.[2] In reaching this conclusion, the Trial Chamber also referred to a report from a Panel of the ICTY which had been appointed to provide an opinion on disqualification of Judges and legal staff in connection with a contempt case before the ICTY.[3] The Trial Chamber noted that in the Hartmann Report, the ICTY Panel stated that a plain reading of Rule 15 of the ICTY Rules of Procedure and Evidence, which is similar to Rule 15 of the Rules, shows that it applies solely to Judges and does not extend to Chambers’ staff, and that the conduct of legal officers is not relevant to determining a Judge’s impartiality.[4] The Trial Chamber concluded that it did “not consider that Rule 15 [of the Rules] may be extended to apply to Chambers legal officers or legal consultants”.[5] The Appeals Chamber considers that it was open to the Trial Chamber to rely on the ICTY Panel’s reasoning on this issue and, accordingly, finds no discernible error in the Trial Chamber’s reasoning in this respect.

9. The Appeals Chamber further notes that the submissions of Mr. Bicamumpaka and Mr. Mugiraneza are premised on the erroneous notion that legal officers or consultants play a central role in the Judges’ deliberations. Judicial decision-making is the sole purview of the Judges and legal officers and consultants play no role in it. Rather, they merely provide assistance to the Judges in legal research and preparing draft decisions, judgements, opinions, and orders in conformity with the instructions given to them by the Judges.[6] Accordingly, there is no merit in Mr. Bicamumpaka’s and Mr. Mugiraneza’s assertions that legal officers and consultants must be subject to the same standards of impartiality as the Judges of the Tribunal.

10. The Appeals Chamber recalls that in the Furundžija case, the ICTY Appeals Chamber held that there is a “presumption of impartiality” which attaches to a Judge,[7] and that “… in the absence of evidence to the contrary, it must be assumed that the Judges of the International Tribunal ’can disabuse their minds of any irrelevant personal beliefs or predispositions’”.[8] Thus, “[t]here is a high threshold to reach in order to rebut the presumption of impartiality”.[9] The Appeals Chamber considers that it follows from this presumption that mere assertions to the effect that a staff member may influence a Judge during deliberations or the adjudication process are not a sufficient basis, in and of themselves, to warrant disqualification of a legal officer or consultant.

11. The Appeals Chamber is not persuaded that the Trial Chamber committed a discernible error and thereby abused its discretion in finding that Rule 15(A) of the Rules does not apply to legal officers and consultants. […] In some cases, a prospective staff member’s statements or activities may be so problematic as to either impugn the perceived impartiality of the Judges or the appearance thereof, or, even if this were not the case, the Tribunal’s fundamental guarantees of fair trial. However, the present case falls far short of such a situation. […]

 

[1] First Impugned Decision [Decision on the Objections of the Mugiraneza and Bicamumpaka Defence Teams to the Engagement of Mr. Everard O’Donnell as a Chambers Consultant, 28 August 2009], para. 13.

[2] First Impugned Decision, para. 13.

[3] In the Case Against Florence Hartmann, Case No. IT-02-54-R77.5, Report of Decision on Defence Motion for Disqualification of Two Members of the Trial Chamber and of Senior Legal Officer, Public Redacted Version, (“Hartmann Report”), 27 March 2009.

[4] First Impugned Decision, para. 12, citing Hartmann Report, para. 25. The Appeals Chamber notes that the correct citation is Hartmann Report, para. 54. See contra Prosecutor v. Ieng Sary, Case No. 002/08-07-2009-ECCC-PTC, Decision on the Charged Person’s Application for Disqualification of Drs. Stephen Heder and David Boyle, 22 September 2009, para. 15 (wherein the Pre-Trial Chamber of the Extraordinary Chambers in the Courts of Cambodia relied on paragraph 54 of the Hartmann Report to find that “decisions of international tribunals related to court officers indicate that their lack of impartiality may bring cause for the disqualification of the judge with whom they are associated, not of the officer him or herself. Disqualification of a judge in these circumstances may be possible when the ‘objective test for bias’ is met by the applicant” (emphasis added).

[5] First Impugned Decision, para. 14.

[6] See, e.g., Articles 8(3)(B) and 51(3) of the Directive for the Registry of the International Criminal Tribunal for Rwanda Judicial and Legal Services Division Court Management Section, 14 March 2008 (“Directive for the Registry”).

[7] Prosecutor v. Anto Furundžija, Case No. IT-95-17/1-A, Judgement, 21 July 2000, para. 196 (“Furundžija Appeal Judgement”).

[8] Furundžija Appeal Judgement, para. 197.

[9] Furundžija Appeal Judgement, para. 197.

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Decision on Assessment of Competencies - 05.05.2009 KAREMERA et al.
(ICTR-98-44-AR75.15)

10. Rule 15(B) of the Rules prescribes a two-stage process for making a request to disqualify a Judge which consists of (i) an application to the Presiding Judge of the Trial Chamber seized with the proceedings, and (ii) a de novo determination by the Bureau.[1] The Appeals Chamber’s consideration of matters relating to disqualification is limited to an appeal on the merits of the case or, as here, where the issue properly arises in an interlocutory appeal certified by the Trial Chamber.[2]

[1] The Prosecutor v. Athanase Seromba, ICTR-01-66-AR, Decision on Interlocutory Appeal of a Bureau Decision, 22 May 2006, para. 5 (“Seromba Appeal Decision”).

[2] Seromba Appeal Decision, para. 4.

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

72. The Appeals Chamber recalls that Rule 15(B) of the Rules of 26 June 2000 provided:

Any party may apply to the Presiding Judge of a Chamber for the disqualification of a Judge of that Chamber from a case upon the above grounds. After the Presiding Judge has conferred with the Judge in question, the Bureau, if necessary, shall determine the matter. If the Bureau upholds the application, the President shall assign another Judge to sit in place of the disqualified Judge.[1] 

This provision does not specify under what circumstances the question of recusal of a Judge is to be referred to the Bureau. The Appeals Chamber takes the view that the need to do so may arise under various circumstances.

73. First, the Appeals Chamber would point out that, under the principle that the same person cannot be both judge and party, the President of the Chamber cannot rule on a request for recusal if he or she is directly affected by such request.[2] However, Judge Pillay was in the position of both judge and party, as she had to rule on her own recusal following the submission of Appellant Barayagwiza’s request. Faced with such a situation, she should have referred the issue to the Bureau.

74. Secondly, the Appeals Chamber recalls that it is necessary to refer the issue to the Bureau if, after consultation with the judge concerned, the President of the Chamber finds that it is not necessary to recuse that judge, but that decision is challenged.[3] Therefore, since Judge Pillay’s decision to reject the request for recusal of Judge Møse was challenged by Barayagwiza (as evidenced by his Appeal of 18 September 2000), the issue should have been referred to the Bureau.

75. However, […] [h]aving found that the impartiality of Judges Pillay and Møse could not be impugned by reason of their visit to Rwanda, the Appeals Chamber considers that the procedural irregularities committed by the Trial Chamber in ruling on the motion for disqualification of Judges Pillay and Møse were not, in themselves, sufficient to create in the mind of a reasonable observer, properly informed, an appearance of bias, or to rebut the presumption of impartiality of those Judges. The appeal on this point is accordingly dismissed.

[1] Regarding the procedure to be followed, this Rule has not been amended since.

[2] With respect to this issue, the ICTY Bureau decided in 1998 to rule in the absence of the Judge whose withdrawal had been requested. Prosecutor v. Dario Kordić and Mario Čerkez, Case No. IT-95-14/2-PT, Decision of the Bureau, 4 May 1998, p. 1. The ICTY Appeals Chamber also affirmed in Galić that the Judge whose disqualification is sought is to have no part in the process by which the application for that disqualification is dealt with: Prosecutor v. Stanislav Galić, Case No. IT-98-29-AR54, Appeals Chamber Decision on the appeal lodged against the dismissal of the request for the withdrawal of a Judge, 13 March 2003, para. 8. See also Prosecutor v. Vidoje Blagojević et al., Case No. IT-02-60, Decision of the Bureau on the request by Blagojević in application of Rule 15(B) of the Rules, 19 March 2003, para. 1.

[3] Galić Appeal Judgement, paras. 30-31; The Prosecutor v. Athanase Seromba, Case No. ICTR-01-66-AR, Decision on the Interlocutory Appeal against the Decision of the Bureau of 22 May 2006, para. 5 (“Rule 15(B) provides for a specific two-stage consideration of motions for disqualification of a judge. As clearly indicated in the said Rule, the request for disqualification of a judge is sent to the Presiding Judge of the Chamber […]. The Presiding Judge of the Chamber will then confer with the Judge in question. If the party challenges the decision of the Presiding Judge, the Bureau will rule on the issue after a de novo examination.”) 

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Notion(s) Filing Case
Appeal Judgement - 08.05.2012 HATEGEKIMANA Idelphonse
(ICTR-00-55B-A)

13. At a ceremony held at the Tribunal on 25 October 2010, the Tribunal named the winners of the “Essays and Drawings Competition”, which involved students from schools in five East African countries. Some of the drawings entered into this competition were then displayed at the Tribunal.[1] According to Hategekimana, one of the first prizes in the competition was awarded to a 12-year old girl from Butare Prefecture, whose drawing depicts a Judge from the Tribunal pointing his finger at an accused and saying the words: “You Hategekimana […] tell what you have done in genocide. You, Hategekimana you will go in prison 30 years”, while the accused is shown uttering the words: “I have killed 77 people”.[2] Hategekimana contends that this drawing, which was exhibited in the corridors of the Tribunal before the delivery of the Trial Judgement, could be admired by the Judges of the Trial Chamber and that a legal officer involved in the drafting of the Trial Judgement was part of the competition’s jury.[3] At the pronouncement of the Trial Judgement, Hategekimana complained about the exhibition of the drawing and the Trial Chamber ordered that it be placed under seal.[4]

16. Article 20(3) of the Statute guarantees that an accused person shall be presumed innocent until proven guilty. In addition, the Statute and Rules guarantee an accused’s right to be tried by impartial Judges.[5] Rule 15(A) of the Rules specifically provides that “[a] Judge may not sit in any case in which he has a personal interest or concerning which he has or has had any association which might affect his impartiality.” In particular, a Judge must withdraw from a case if it is shown that actual bias exists or if the circumstances would lead a reasonable observer, properly informed, to reasonably apprehend bias.[6] The Appeals Chamber has also emphasized that there is a presumption of impartiality which attaches to any judge of the Tribunal and which cannot be easily rebutted.[7] Accordingly, it is for the appealing party alleging bias to adduce reliable and sufficient evidence to rebut that presumption.[8] The Appeals Chamber cannot entertain sweeping or abstract allegations that are neither substantiated nor detailed to rebut the presumption of impartiality.[9]

17. The Appeals Chamber acknowledges that it was highly improper to have a drawing of such nature on display in the corridors of the Tribunal during an ongoing trial and that this should have been avoided. However, it considers that Hategekimana provides no support for his allegation that the Judges in his case saw the drawing containing the handwritten inscriptions or posed for a photograph in front of it. The Appeals Chamber observes that none of the Trial Chamber’s Judges features in the photographs referred to by Hategekimana.[10] In any event, even if the Trial Chamber’s Judges had viewed the drawing, this would not be sufficient to create in the mind of a reasonable observer, properly informed, an appearance of bias or to rebut the presumption of impartiality of those Judges.

[1] Appeal Brief [Corrigendum au mémoire d’appel d’Ildephonse Hategekimana déposé le 30/05/11, 2 June 2011], Annex A (ICTR Newsletter, October 2010, pp. 1, 2; ICTR Newsletter, May-June 2010, p. 7; ICTR Newsletter, July-August 2010, p. 7; ICTR Newsletter, September 2010, pp. 1, 2).

[2] Appeal Brief, para. 9; Reply Brief [Mémoire en réplique de l’appelant Ildephonse Hategekimana, 27 July 2011], para. 36. See also Appeal Brief, Annex A; AT. 15 December 2011 p. 8.

[3] Notice of Appeal [Acte d’appel amendé du Lieutenant Ildephonse Hategekimana conformément à la décision intitulée «Order for the Filing of Ildephonse Hategekimana’s Proposed Amended Notice of Appeal rendue par le Juge de mise en état en appel le 23 mai 2011, 30 May 2011], para. 26; Appeal Brief, paras. 10, 11, 13.

[4] T. 6 December 2010 pp. 2, 3. See also AT. 15 December 2011 p. 4.

[5] Édouard Karemera et al. v. The Prosecutor, Case No. ICTR-98-44-AR73.15, Decision on Joseph Nzirorera’s Appeal Against a Decision of Trial Chamber III Denying the Disclosure of a Copy of the Presiding Judge’s Written Assessment of a Member of the Prosecution Team, 5 May 2009 (“Karemera et al. Decision of 5 May 2009”), para. 9; Nahimana et al. Appeal Judgement, para. 47.

[6] Karemera et al. Decision of 5 May 2009, para. 9. See also Nahimana et al. Appeal Judgement, para. 49, citing Akayesu Appeal Judgement, para. 203 (“That there is a general rule that a Judge should not only be subjectively free from bias, but also that there should be nothing in the surrounding circumstances which objectively gives rise to an appearance of bias. On this basis, the Appeals Chamber considers that the following principles should direct it in interpreting and applying the impartiality requirement of the Statute: A. A Judge is not impartial if it is shown that actual bias exists. B. There is an unacceptable appearance of bias if: (i) a Judge is a party to the case, or has a financial or proprietary interest in the outcome of a case, or if the Judge’s decision will lead to the promotion of a cause in which he or she is involved, together with one of the parties. Under these circumstances, a Judge’s disqualification from the case is automatic; or (ii) the circumstances would lead a reasonable observer, properly informed, to reasonably apprehend bias.”). See also Furundžija Appeal Judgement, para. 189.

[7] Renzaho Appeal Judgement, para. 21; Nahimana et al. Appeal Judgement, para. 48; Galić Appeal Judgement, para. 41; Akayesu Appeal Judgement, para. 91; Karemera et al. Decision of 5 May 2009, para. 11; Delalić et al. Appeal Judgement, para. 707; Furundžija Appeal Judgement, paras. 196, 197.

[8] Renzaho Appeal Judgement, para. 23; Karera Appeal Judgement, para. 254; Nahimana et al. Appeal Judgement, para. 48; Niyitegeka Appeal Judgement, para. 45. See also Rutaganda Appeal Judgement, para. 42; Furundžija Appeal Judgement, para. 197.

[9] Renzaho Appeal Judgement, para. 23; Rutaganda Appeal Judgement, para. 43; Ntagerura et al. Appeal Judgement, para. 135.

[10] Appeal Brief, Annex A (ICTR Newsletter, October 2010, pp. 2, 11).

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Appeal Judgement - 30.11.2006 GALIĆ Stanislav
(IT-98-29-A)

The Appeals Chamber found that “the fact that a decision on disqualification cannot be appealed at trial does not necessarily mean that the impartiality of a Judge cannot be considered in an appeal from a judgement.” (para. 31).

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Appeal Judgement - 08.05.2012 HATEGEKIMANA Idelphonse
(ICTR-00-55B-A)

20. The Appeals Chamber considers that Hategekimana’s submissions are based on the erroneous premise that legal officers play a controlling role in judicial decision-making.[1] The Appeals Chamber has previously held that “[j]udicial decision-making is the sole purview of the Judges and legal officers […] play no role in it.”[2] The Appeals Chamber further considers that “mere assertions to the effect that a staff member may influence a Judge during deliberations or the adjudication process are not a sufficient basis, in and of themselves”,[3] to create in the mind of a reasonable observer, properly informed, an appearance of bias or to rebut the presumption of impartiality of judges. The Appeals Chamber does not find that the role of the legal officer in the competition is “so problematic” as to impugn the impartiality of the Judges or the appearance thereof.[4] Therefore, there is no merit to Hategekimana’s contention that the Trial Chamber erred in allowing the legal officer to be involved in the drafting process of the Trial Judgement.

[1] Bizimungu et al. Decision of 17 December 2009 [The Prosecutor v. Casimir Bizimungu et al., Case No. ICTR-99-50-AR-73.8, Decision on Appeals Concerning the Engagement of a Chambers Consultant or Legal Officer, 17 December 2009], para. 9.

[2] Bizimungu et al. Decision of 17 December 2009, para. 9.

[3] Bizimungu et al. Decision of 17 December 2009, para. 10.

[4] Bizimungu et al. Decision of 17 December 2009, para. 11. The Appeals Chambers further observes that it is not apparent whether the handwritten dialogue appearing on the drawing, which mentions Hategekimana, formed part of the original drawing that was entered into the competition or whether it was added later when the drawing was on display after the competition. See T. 6 December 2010 pp. 2-4. Compare Hategekimana Appeal Brief, para. 9 with Hategekimana Reply Brief, para. 36. The two drawings are annexed to a motion contained in Appeal Brief, Annex A (The Prosecutor v. Ildephonse Hategekimana, Case No. ICTR-00-55B-T, Requête en extrême urgence du Lieutenant Ildephonse Hategekimana aux fins de nullité de procédure et de sa mise en liberté avec arrêt définitif des poursuites pour violation grave de son droit à la présomption d’innocence, 17 December 2010, Annex, Registry pagination 293/A, 292/A). Consequently, the Appeals Chamber is not persuaded that the Trial Chamber’s legal officer observed the handwritten inscription concerning Hategekimana’s guilt when judging the competition.

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Notion(s) Filing Case
Appeal Judgement - 30.06.2016 STANIŠIĆ & ŽUPLJANIN
(IT-08-91-A)

32. On the issue of disqualification of Judges, Rule 15(A) of the Rules of Procedure and Evidence of the Tribunal (“Rules”) provides that “[a] Judge may not sit on a trial or appeal in any case in which the Judge has a personal interest or concerning which the Judge has or has had any association which might affect his or her impartiality.”[1] In light of Article 13 of the Statute – which requires Judges to be, inter alia, impartial – Rule 15(A) of the Rules has been interpreted and applied in accordance with the principle that a Judge is not impartial if actual bias or an unacceptable appearance of bias exists.[2] The Appeals Chamber also notes that a Judge who has not met the requirements of this Rule in a specific case has otherwise been entitled to continue to exercise the functions of a Judge of the Tribunal and sit in other cases when he fulfils the requirements of Rule 15 of the Rules in those other cases.[3] The Appeals Chamber therefore considers that determinations of actual bias or unacceptable appearance of bias under Rule 15 of the Rules should be made on a case‑by‑case basis.[4] Accordingly, the Appeals Chamber finds that Judge Harhoff’s disqualification in the Šešelj case, which was determined pursuant to Rule 15 of the Rules, does not automatically disqualify him from other cases. Stanišić and Župljanin therefore cannot rely on a finding of apparent bias made in another case and must instead show that those actions of Judge Harhoff which allegedly demonstrate an unacceptable appearance of bias, impacted on his impartiality in their trial proceedings.[5]

33. Additionally, as held by the Appeals Chamber, there has been no general finding or final determination on Judge Harhoff’s partiality with regard to the present case,[6] and the factual findings in the Šešelj Decisions were limited to the particular circumstances of that case.[7] The Appeals Chamber emphasises in this respect that, as a rule, factual findings made by one chamber are not binding upon subsequent chambers.[8] The Appeals Chamber also does not find Stanišić and Župljanin’s argument that the Šešelj case and the current proceedings are “identical” to be persuasive.[9] Recalling that it is the burden of the party seeking disqualification of a Judge to demonstrate a reasonable apprehension of bias,[10] the Appeals Chamber notes that the arguments presented in the Šešelj case, as well as the evidence considered, differ from those in this case, and that in the Šešelj case, the Letter was sent by Judge Harhoff while the case was ongoing.[11] Thus, Stanišić and Župljanin’s reliance on the findings in the Šešelj case is insufficient to meet their burden of proof. Furthermore, the Appeals Chamber considers that Stanišić takes out of context the Acting President’s Order Replacing Judge Harhoff in the Šešelj proceedings.[12] It is clear that the relevant statement in the order, i.e. that Judge Harhoff’s disqualification was “therefore now final”, concerned the finality of the disqualification pursuant to Rule 15 of the Rules in the Šešelj proceedings and related only to that case.[13] Similarly, Stanišić and Župljanin’s argument that a different conclusion on Judge Harhoff’s impartiality in this case would invalidate the Šešelj Decisions is without merit and is dismissed.

[1] See Šainović et al. Appeal Judgement, para. 179.

[2] Furundžija Appeal Judgement, paras 189-191; Šainović et al. Appeal Judgement, paras 179-181. See Furundžija Appeal Judgement, para. 175 (noting that Rule 15(A) of the Rules calls for a Judge to withdraw from a particular case if he or she believes that his or her impartiality is in question).

[3] See Čelebići Appeal Judgement, para. 683 (stating that the “relevant question to be determined by the Appeals Chamber is whether the reaction of the hypothetical fair-minded observer (with sufficient knowledge of the circumstances to make a reasonable judgement) would be that [the Judge]] might not bring an impartial and unprejudiced mind to the issues arising in the case” (emphasis added)). See also Delalić et al. Disqualification and Recusal Decision [Prosecutor v. Zejnil Delalić et al., Case No. IT-96-21-T, Decision of the Bureau on Motion to Disqualify Judges Pursuant to Rule 15 or in the Alternative that Certain Judges Recuse Themselves, 25 October 1999]], para. 9 (“If the Judge does not fulfil the requirements referred to in Rule 15(B), he or she is disqualified from hearing that particular case, although he or she is fully entitled to continue to exercise the functions of a Judge of the Tribunal and sit in other cases”).

[4] See Delalić et al. Disqualification and Recusal Decision, paras 9-10. See also Prosecutor v. Chea Nuon et al., Case No. 002/19-09-2007/ECCC/TC, Decision on Ieng Sary’s Application to Disqualify Judge Nil Nonn and Related Requests, 28 January 2011, para. 7 (“It follows that a finding of bias in a case does not by itself require the judge’s disqualification from other, unrelated cases.”).

[5] See Furundžija Appeal Judgement, paras 197 (“It is for the Appellant to adduce sufficient evidence to satisfy the Appeals Chamber that Judge Mumba was not impartial in his case”), 200 (“even if it were established that Judge Mumba expressly shared the goals and objectives […]] in promoting and protecting the human rights of women, that inclination, being of a general nature, is distinguishable from an inclination to implement those goals and objectives as a Judge in a particular case”).

[6] See Decision on Mićo Stanišić’s Motion requesting a Declaration of Mistrial and Stojan Župljanin’s Motion to Vacate Trial Judgement, 2 April 2014 (“Mistrial Decision”), para. 25.

[7] Decision on Mićo Stanišić’s Motion Seeking Reconsideration of Decision on Stanišić’s Motion for Declaration of Mistrial and Župljanin’s Motion to Vacate Trial Judgement, 24 July 2014, para. 15, referring to Mistrial Decision, para. 25.

[8] See Mistrial Decision, para. 25 (with references cited therein).

[9] See supra [Stanišić and Župljanin Appeal Judgement]], para. 30.

[10] See Furundžija Appeal Judgement, para. 197; supra [Stanišić and Župljanin Appeal Judgement]], para. 44.

[11] See e.g. Šešelj Decision on Disqualification [Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-T, Decision on Defence Motion for Disqualification of Judge Frederik Harhoff and Report to the Vice-President, 28 August 2013]], paras 2 (the Šešelj Defence argued that Judge Harhoff had a strong inclination to convict accused persons of Serbian ethnicity, and contended that contempt proceedings should be initiated), 8-14 (no consideration in the Šešelj case of the Rebuttal Material); Šešelj Reconsideration Decision [Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-T, Decision on Prosecution Motion for Reconsideration of Decision on Disqualification, Requests for Clarification, and Motion on Behalf of Stanišić and Župljanin, 7 October 2013]], paras 12‑20 (no consideration in the Šešelj case of the Media Articles, but the Special Chamber found that the Memorandum was immaterial and not probative).

[12] See supra [Stanišić and Župljanin Appeal Judgement]], para. 30; Šešelj Order Replacing Judge Harhoff [Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-T, Order Assigning a Judge Pursuant to Rule 15, 31 October 2013]].

[13] Šešelj Order Replacing Judge Harhoff, p. 1.

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ICTR Rule Rule 15 ICTY Rule Rule 15
Notion(s) Filing Case
Decision on Fair Trial and Presumption of Innocence - 27.02.2017 MLADIĆ Ratko
(IT-09-92-AR73.6)

30.     The Appeals Chamber is of the view that the Trial Chamber correctly recalled that the Impugned Staff provides assistance to the Judges while the decision-making remains entirely in the Judges’ purview and that neither the Rules of Procedure and Evidence of the Tribunal nor the related jurisprudence provide for the disqualification of the Impugned Staff.[1] […]

[1] Impugned Decision [Prosecutor v. Ratko Mladić, Case No. IT-09-92-T, Decision on Defence Motion for a Fair Trial and the Presumption of Innocence or, in the Alternative, a Mistrial, 4 July 2016], para. 18. See also Impugned Decision, para. 14, referring to Bizimungu et al. Appeal Decision [The Prosecutor v. Casimir Bizimungu et al., Case No. ICTR-99-50-AR‑73.8, Decision on Appeals Concerning the Engagement of a Chambers Consultant or Legal Officer, 17 December 2009], paras 5, 9; Nyiramasuhuko et al. Appeal Judgement, para. 273; In the Case against Florence Hartmann, Case No. IT‑02‑54‑R77.5, Report of Decision on Defence Motion for Disqualification of Two Members of the Trial Chamber and of Senior Legal Officer, 27 March 2009 (public redacted version), para. 54.

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